VX1917 Regulatory Change Analyst (Investment Banking)


Regulatory Change Analyst – Investment Banking

Company: Vox Financial Partners

Website:   www.voxfp.com

Location:   New York

Perm / Contract? Either

Who we are:

Vox Financial Partners are regulatory and operational change specialists who work in the top tiers of global banking. The investment banking industry is going through massive change, and we specialise in helping clients to plan, resource and deliver major change projects.

Our primary clients are Tier 1 investment banks in New York, London & Belfast, and Vox consultants address their short to medium term resourcing needs in Regulatory Reform, IT & Operations and Front Office Business Change teams.


About the role:

We are looking for a Regulatory Change Analyst to work as part of a team within a top-tier investment bank.

Based on client site, you will be working in the bank’s Regulatory Reform group.  Your specific project will relate to the bank’s obligations under the Margin Rules for Non-Centrally Cleared Derivatives (MRNCCD).  These rules require market participants to exchange information on Initial Margin & Variable Margin.

This is a client outreach project, and will see you communicating directly with clients to ensure their compliance with the rules.  Your duties and responsibilities may vary as project requirements change, but will initially include:

  • Client Outreach – liaising with the bank’s key clients via phone & email
  • Researching and formulating responses to client queries
  • Co-ordinating with internal colleagues to ensure that all critical documentation (e.g. CSA, ACA, collateral schedule) is completed ahead of regulatory deadlines
  • Preparing reports/trackers to ensure that project progress is on track
  • Engagement with key project stakeholders



Candidates should Ideally have the following:

Qualifications & Experience

  • 2+ years’ experience working in an Investment Bank on regulatory, compliance, client outreach or similar project
  • Strong educational background (degree educated)

Technical Skills & Knowledge

  • Basic knowledge of Capital Markets products (including Swaps)
  • Business Analysis experience within investment banking
  • Some Data Analysis or Junior Project Management experience would be an advantage but isn’t essential

Professional Skills

  • Multi-tasking highly organized and able to balance various responsibilities simultaneously
  • Communication – advanced interpersonal & communication skills.  Able to liaise confidently with senior stakeholders
  • Teamplayer – able to work well within dynamic and goal-focused teams
  • Process driven – able to become quickly proficient in new processes and systems
  • Detail-focused – very strong attention to detail
  • Professionally sceptical – able to identify and flag up anomalies for review
  • Decision-making – strong decision-making in a fast-paced and pressurized environment
  • Commitment – strong work ethic and delivery focused


What you can expect:

Vox Growth - Vox was established in 2015, so this is an opportunity to experience the career growth that comes with working for an exciting and fast-growing new firm.

Vox Clients – As a Vox consultant, you will be working with some of the top clients in the financial services marketplace.  Our people typically work on client site, placing you at the cutting edge of the projects on which you’ll be working, and giving you the opportunity to learn from and build relationships with the experts within those companies. You will be supported by your Vox team.

Vox Career Development -  If you join us, we’ll give you the training you need to become a highly skilled Vox consultant. Our in-house training program covers Finance, Regulatory, Technology and Operational aspects of investment banking.  

Vox Rewards – Vox offer our permanent staff an excellent compensation package, including generous Base Salary, Bonus, Medical, Dental, Vision and Life Insurance and Pension Scheme.

Vox Core Values – Vox wants the best for you, we care for you, our colleagues, our clients and our company.  

(Vox Financial Partners value inclusiveness and aspire to reflect this in our workforce. We welcome applications from people from all sections of the community, irrespective of ethnicity, gender, age, disability, sexual orientation, religion or belief.)

Please note, Vox Financial Partners receive a high volume of applications for all roles.  While we will endeavour to respond to all applicants, this is not always possible. Should you not receive a response to your application within 2 weeks, it is likely that you have been unsuccessful on this occasion.  However, we would like to retain your details on our systems for 6 months and may contact you should another potentially suitable vacancy arises.